Instruction No. 01/2014 for Fiduciary Financial Services Businesses (Guernsey...
(Source: Guernsey Financial Services Commission) Page Content Instruction - Fiduciary Licensees - Anti-Money Laundering - Compliance Arrangements As licensees are aware, global standards and...
View ArticleWoodlock Financial Services (1998) Limited (Guernsey Financial Services...
(Source: Guernsey Financial Services Commission) Page Content The Financial Services Commission (Bailiwick of Guernsey) Law, 1987, as amended ("the Financial Services Commission Law") The Protection of...
View ArticleThe Channel Islands Stock Exchange (Guernsey Financial Services Commission)
(Source: Guernsey Financial Services Commission) Page Content The Financial Services Business (Bailiwick of Guernsey) Law, 1987, as amended ("The Financial Services Commission Law"), The Channel...
View ArticleLancelot Management Limited (Guernsey Financial Services Commission)
(Source: Guernsey Financial Services Commission) Page Content On the 24 April the applications made by The Guernsey Financial Services Commission, under the Protection of Investors (Administration...
View ArticleSecond Consultation on the Implementation of Guernsey Financial Advice...
(Source: Guernsey Financial Services Commission) Background This is the second consultation paper to be issued by the Commission following a request by the Commerce and Employment Department...
View ArticleDavid John Merrien (Guernsey Financial Services Commission)
(Source: Guernsey Financial Services Commission) Page Content The Financial Services Commission (Bailiwick of Guernsey) Law, 1987, as amended (the "Financial Services Commission Law") The Insurance...
View ArticleCommission moves to protect investors (Guernsey Financial Services Commission)
(Source: Guernsey Financial Services Commission) Page Content The Guernsey Financial Services Commission, acting to protect the interests of investors and pursuant to powers granted to it...
View ArticleSpecial Advisor on Government and Public Affairs (Guernsey Financial Services...
(Source: Guernsey Financial Services Commission) Page Content The Guernsey Financial Services Commission has appointed a Special Advisor on Government and Public Affairs. Former civil servant Dale...
View ArticleNotification of Changes to Financial Advisers and Authorised Insurance...
(Source: Guernsey Financial Services Commission) Page Content On the 1 January 2015, the Commission issued the Licensees (Conduct of Business) Rules, 2014 and the Insurance Intermediaries (Conduct of...
View ArticleThe Global Mutual Fund PCC Limited (Guernsey Financial Services Commission)
(Source: Guernsey Financial Services Commission) Page Content The Financial Services Commission (Bailiwick of Guernsey) Law 1987; as amended (the "Financial Services Commission Law"); and The...
View ArticleLife Settlements Funds (Guernsey Financial Services Commission)
(Source: Guernsey Financial Services Commission) Further details about the Commission's approach to complaints may be found on the Commission's website here. The Commission notes ongoing...
View ArticleRevision of Laws (Guernsey Financial Services Commission)
(Source: Guernsey Financial Services Commission) On 11 February 2015, the Commission issued a formal consultation paper as part of the Revision of Laws project. The consultation paper includes...
View ArticleCommission consults on fees for 2015 (Guernsey Financial Services Commission)
(Source: Guernsey Financial Services Commission) The Commission today launches a Consultation Paper on its proposals for the 2015 licence fees paid by firms. The consultation period will close on...
View ArticleConsultation on the Implementation of Guernsey Financial Advice Standards...
(Source: Guernsey Financial Services Commission) Consultation on the implementation of Guernsey Financial Advice Standards ("GFAS") Background This consultation paper has been issued following a...
View ArticleGenerali Worldwide Insurance Company Limited (Guernsey Financial Services...
(Source: Guernsey Financial Services Commission) Page Content The Financial Services Business (Bailiwick of Guernsey) Law, 1987, as amended ("the Financial Services Commission Law") The Insurance...
View ArticleMr Christopher William Hubbard (Guernsey Financial Services Commission)
(Source: Guernsey Financial Services Commission) The Financial Services Commission (Bailiwick of Guernsey) Law, 1987, as amended ("the Financial Services Commission Law") The Insurance Managers and...
View ArticleImplementation of Guernsey Financial Advice Standards ("GFAS") (Guernsey...
(Source: Guernsey Financial Services Commission) Page Content Following a request by the Commerce and Employment Department ("C&E") the Commission released a consultation paper last September on...
View ArticleCommission appoints panel of experts (Guernsey Financial Services Commission)
(Source: Guernsey Financial Services Commission) Page Content The Commission has appointed a panel of Queen's Counsel who will sit as 'Senior Decision Makers' and determine the outcome of the...
View ArticleGuernsey Financial Services Commission Improves Regulation and Supervision of...
Accelus World-Check helps the Guernsey Financial Services Commission enforce its regulatory requirements by providing comprehensive financial crime related coverage LONDON and NEW YORK, Nov. 11, 2014...
View ArticleFour weeks left in Revision of Laws consultation period (Guernsey Financial...
(Source: Guernsey Financial Services Commission) The consultation period on the Commission's Revision of Laws proposals closes in just four weeks, on Friday, 24 April 2015. The consultation paper...
View ArticleConsultation on Guernsey Depositary Requirements under Article 36 of AIFMD...
(Source: Guernsey Financial Services Commission) Page Content Background Under Article 36 of AIFMD an EEA AIFM may market to professional investors, units or shares of non-EEA AIF so long as it ensures...
View ArticleAppointment of New Director of Investment Supervision and Policy Division...
(Source: Guernsey Financial Services Commission) Page Content The Commission has announced the appointment of Emma Bailey as the new Director of the Investment Supervision and Policy Division. She will...
View ArticleNew International Standards For Regulating Trust Company Business (Guernsey...
(Source: Guernsey Financial Services Commission) Page Content The Group of International Finance Centre Supervisors ("GIFCS") has today launched a new benchmark for the regulation of Trust and...
View ArticleCSRC Signed MOU with Guernsey Financial Services Commission (China Securities...
(Source: China Securities Regulatory Commission) China Securities Regulatory Commission (CSRC) concluded a Memorandum of Understanding（MOU） Regarding Securities and Futures Regulatory Cooperation with...
View ArticleCommission launches consultation paper on revising laws (Guernsey Financial...
(Source: Guernsey Financial Services Commission) Page Content The Commission is today issuing a formal consultation paper seeking feedback from the financial services industry on a number of proposals...
View ArticleThe Commission signs Memorandum of Understanding with the Central Bank of...
(Source: Guernsey Financial Services Commission) Page Content The Commission is pleased to announce that as part of an ongoing programme of expanding coverage of its network of supervisory and...
View ArticleCommission signs Memorandum of Understanding with the Cayman Islands Monetary...
(Source: Guernsey Financial Services Commission) Page Content The Commission has recently signed a Memorandum of Understanding ("MoU") with the Cayman Islands Monetary Authority ("CIMA") to provide a...
View ArticleGuernsey Financial Services Commission signs co-operation agreements with...
(Source: Guernsey Financial Services Commission) Page Content Following the European Securities and Markets Authority's (ESMA) approval of the co-operation arrangements the Guernsey Financial Services...
View ArticleConsultation on Revising the Insurance Regulations and Codes (Guernsey...
(Source: Guernsey Financial Services Commission) A consultation paper has been issued today by the Commission which proposes some significant updates to insurer regulation. The paper proposes a new...
View ArticleGuernsey Financial Services Commission to co-operate with European Securities...
(Source: Guernsey Financial Services Commission) Page Content The European Securities and Markets Authority (ESMA) has approved the co-operation arrangements between the Guernsey Financial Services...
View ArticleThe Gibraltar Financial Services Commission signs MoU with the Guernsey...
(Source: FSC - Financial Services Commission) The Gibraltar Financial Services Commission ("GFSC") is delighted to announce that it has signed a Memorandum of Understanding ("MoU") with the Guernsey...
View ArticleThe Commission signs Memorandum of Understanding with the Financial Services...
(Source: Guernsey Financial Services Commission) Page Content The Commission is pleased to announce that as part of an ongoing programme of expanding coverage of its network of supervisory and...
View ArticleCommission appoints President to panel of experts (Guernsey Financial...
(Source: Guernsey Financial Services Commission) Page Content The Commission has announced the appointment of Mr Michael Blair QC as President of its panel of Senior Decision Makers which has recently...
View Article2014 Annual Report and Financial Statements (Guernsey Financial Services...
(Source: Guernsey Financial Services Commission) The Commission has today published its 2014 annual report and financial statements. Speaking about the publication of its annual report, Commission...
View ArticleCommission to enhance its enforcement capabilities (Guernsey Financial...
(Source: Guernsey Financial Services Commission) The Guernsey Financial Services Commission (the Commission) is increasing its capacity to undertake professional and efficient enforcement action[1]....
View ArticleDirector General elected to the board of IAIS (Guernsey Financial Services...
(Source: Guernsey Financial Services Commission) Page Content The International Association of Insurance Supervisors (IAIS) held its 21st Annual Conference and General Meeting in Amsterdam last week....
View ArticleDirector General appointed to international body (Guernsey Financial Services...
(Source: Guernsey Financial Services Commission) Page Content The Commission's Director General, William Mason, has been elected as Chairman of the Audit and Risk Committee of the International...
View ArticleUpdate to Appendix C of the Handbooks (Guernsey Financial Services Commission)
(Source: Guernsey Financial Services Commission) The Commission has today amended Appendix C to the Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing and...
View ArticleCommission appoints new member to panel of experts (Guernsey Financial...
(Source: Guernsey Financial Services Commission) Page Content The Commission has announced the appointment of Mr Glen Davis QC to its panel of `Senior Decision Makers'. Glen Davis specialises in...
View ArticleBordeaux Services (Guernsey) Limited (Guernsey Financial Services Commission)
(Source: Guernsey Financial Services Commission) Page Content Pursuant to section 1(1) of the Protection of Investors (Administration and Intervention) (Bailiwick of Guernsey) Ordinance, 2008 on 31...
View ArticleESMA approves Guernsey’s AIFMD Regulatory Regime (Guernsey Financial Services...
(Source: Guernsey Financial Services Commission) The European Securities and Markets Authority (ESMA) has published its Advice in relation to the application of the AIFMD (Alternative Investment Fund...
View ArticleCommission consults on Fees for 2016 (Guernsey Financial Services Commission)
(Source: Guernsey Financial Services Commission) Page Content The Commission today launches a consultation paper on its proposals for increases in the 2016 licence fees paid by firms. The consultation...
View ArticleGuernsey Insurance Brokers Ltd, Mr Richard Julian Wickins and Mr David John...
(Source: Guernsey Financial Services Commission) Page Content IN THE MATTER OF: The Financial Services Commission (Bailiwick of Guernsey) Law, 1987 The Protection of Investors (Bailiwick of Guernsey)...
View ArticleWillow Trust Limited (Guernsey Financial Services Commission)
(Source: Guernsey Financial Services Commission) Page Content The Financial Services Commission (Bailiwick of Guernsey) Law, 1987, as amended ("the Financial Services Commission Law") The Regulation of...
View ArticleGuernsey Financial Consultants Limited (Guernsey Financial Services Commission)
(Source: Guernsey Financial Services Commission) Page Content The Financial Services Commission (Bailiwick of Guernsey) Law, 1987, as amended ("the Financial Services Commission Law") The Insurance...
View ArticleMartyn Paul Gordon (Guernsey Financial Services Commission)
(Source: Guernsey Financial Services Commission) Page Content On 17 August 2015, the Commission made the following Prohibition Orders against Martyn Paul Gordon (Date of Birth 22 July 1972) of La...
View ArticleCommission announces 2016 Fees Tariff (Guernsey Financial Services Commission)
(Source: Guernsey Financial Services Commission) The Commission has confirmed that it will apply a blended rate increase of 2% to the fees charged to licensees effective from 1st January 2016. The...
View ArticleNew Commissioner appointed (Guernsey Financial Services Commission)
(Source: Guernsey Financial Services Commission) The Commission is delighted to announce that the States of Guernsey have appointed Mrs Wendy Dorey as a new Commissioner. The vacancy arose following...
View ArticleCommission modernises structure to face future challenges (Guernsey Financial...
(Source: Guernsey Financial Services Commission) Page Content The Guernsey Financial Services Commission is changing its internal structure to bring supervision and policy functions together thereby...
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